Afton Yaeger

Afton Yaeger — Financial Planner, Investment Adviser Representative

Education:

  • Kelley School of Business, Indiana University, Bachelor of Science in Business
    Graduated 2010

Employment:

  • Start Date – 6/1/2010
  • Service Advisor – 6/2010 – 1/2013
  • Financial Planner, Investment Adviser Representative – 1/2013 – present

Licenses, Registrations & Certifications include:

  • FINRA Series 7 – General Securities Representative
  • FINRA Series 66 – Combined State Law Exam
  • Life, Health – Licensed Agent
  • Long Term Care Insurance – Indiana Partnership Long Term Care Certified Agent

Professional Development:

  • Currently pursuing her Certified Financial Planning accreditation (completed all course work and capstone course requirement, sitting for final exam 2018)

Professional Organization:

  • Leadership of Southern Indiana class of 2016
  • Women’s Foundation of Southern Indiana: Treasurer & Advisory Board Member

Day-to-day Tasks:

  • Client meetings – Review meetings with current clients and introductory meetings with new/prospective clients, and provides financial planning and investment advice to clients as it pertains to their situation
  • Financial plans – Financial planning meetings (initial information gathering, follow-up, final presentation, and implementation meetings), inputting client data, preparing and evaluating data, prepare final plan, presents client recommendations and action steps
  • Business development – Seeks client referrals, participates in client outings, and lunch with centers of influence

Time Allocation:

  • Client Meetings – 50%
  • Financial Planning – 50%