Michael Gosney

Michael Gosney — Portfolio Administrator

Education:

Indiana University SE, Bachelor of Science in Finance and Mathematics
Graduated 2012

Employment:

  • Start Date – 12/5/2011
  • Portfolio Administration Intern – 12/2011 – 5/2012
  • Portfolio Administrator – 5/2012 – 1/2015
  • Investment Research & Trading – 1/2015 – present

Licenses, Registrations & Certifications include:

  • FINRA Series 7 – General Securities Representative
  • FINRA Series 66 – Combined State Law Exam

Professional Development:

  • Currently pursuing his Chartered Financial Analyst (CFA) Charter
  • Passed Level 1 of the CFA exam and sitting for Level 2 in 2018

Day-to-day Tasks:

  • Portfolio management – Constructs mutual fund & ETF portfolio models, rebalances clients’ accounts, conducts quarterly client fee runs, executes trades in client accounts at the request of the portfolio manager & CIO
  • Performance reporting – Compiles and delivers quarterly client performance reports
  • Portfolio research – Performs Quantitative Research for the investment team, researches and compares potential securities for the portfolio and presents this information to the investment team weekly
  • Cybersecurity and IT – Implements and oversees cybersecurity policies, maintains and keeps records of office server, staff computers and printers, firm data backups, and monitors firm network

Time Allocation:

  • Portfolio Management & Reporting – 40%
  • Portfolio Research – 40%
  • Cybersecurity – 20%